Securities

Securities

Our attorneys in the Securities Group provide a broad range of private placement services and advice to broker-dealers and investment advisors. Such services include the choice and formation of business entities, the formation and negotiation of joint ventures and other business combinations, the negotiation and documentation of venture capital investments, the preparation of private placement memoranda, the preparation and filing of Securities Act and Regulation D notifications and other federal securities documentation, the preparation and filing of state securities notifications and exemption documentation, the preparation of subscription agreements and other investor documentation, broker-dealer and investment advisor registration and compliance, and strategic advice regarding capital raising activities. The clients of the Firm’s Securities Group consist largely of start-ups and other privately held entities and include communications tower facilities companies, billboard owner/operators, athletic footwear manufacturers, a golf course/residential development owner/operator, a software development company and real estate investment companies.